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Title Page - TRADEMARK TRIAL AND APPEAL BOARD MANUAL OF PROCEDURE (TBMP)
Foreword - United States Patent and Trademark Office
Introduction - INTRODUCTION
0100 - GENERAL INFORMATION
101 - Applicable Authority
101.01 - Statute and Rules of Practice
101.02 - Federal Rules
101.03 - Decisional Law
101.04 - Director’s Orders and Notices
101.05 - Trademark Trial and Appeal Board Manual of Procedure
102 - Nature of Board Proceedings
102.01 - Jurisdiction of Board
102.02 - Types of Board Proceedings
102.03 - General Description of Board Proceedings
103 - Location and Address of Board
104 - Business to be Conducted in Writing
105 - Contact With Board Personnel
106 - Identification, Signature, and Form of Submissions
106.01 - Identification of Submissions
106.02 - Signature of Submissions
106.03 - Form of Submissions
107 - How and Where to File Papers and Fees
108 - Filing Receipts
109 - Filing Date
110 - Certificate of Mailing Procedure and Electronic Filing Using ESTTA
110.01 - Certificate of Mailing – In General
110.02 - Requirements for Certificate
110.03 - Suggested Format
110.04 - Location of Certificate
110.05 - Loss of Certificate of Mailing
110.06 - No receipt of Correspondence Bearing Certificate
110.07 - Excluded Filings
110.08 - A Certificate of Mailing or Transmission is Not ...
110.09 - Electronic Filing Using ESTTA
110.09(a) - Plan Ahead
110.09(b) - ESTTA is Mandatory for Some Filings
110.09(c) - Attachments to ESTTA Filings
110.09(c)(1) - In General
110.09(c)(2) - Form of ESTTA Attachments
110.09(c)(3) - Size Limitations
110.09(d) - Service of ESTTA Filings
110.09(e) - Questions About ESTTA Filing
111 - Priority Mail Express® Procedure
111.01 - In General
111.02 - Requirements for Priority Mail Express®
111.03 - Questionable Date of Mailing
112 - Times for Taking Action
113 - Service of Papers
113.01 - Requirement for Service of Papers
113.02 - Requirement for Proof of Service
113.03 - Elements of Certificate of Service
113.04 - Manner of Service
113.05 - Additional Time for Taking Action After Service by Mail
113.06 - A Certificate of Service is Not...
114 - Representation of a Party
114.01 - Party May Represent Itself
114.02 - Selection of Attorney
114.03 - Representation by Attorney
114.04 - Representation by Non-lawyer (i.e., “ Other Authorized Representative ”)
114.05 - Representation by Foreign Attorney or Agent
114.06 - Individual Not Entitled to Represent Others
114.07 - Designation of Domestic Representative
114.08 - Adverse Parties Represented by Same Practitioner
115 - Conduct of Practitioner
115.01 - Applicable Rules
115.02 - Disciplinary Proceedings
115.03 - Petitions to Disqualify
116 - Termination of Representation
116.01 - Revocation of Authority
116.02 - Withdrawal as Representative--In General
116.03 - When Withdrawal is Mandatory
116.04 - When Withdrawal is Permissive
116.05 - Request to Withdraw
117 - Correspondence - With Whom Held
117.01 - In General
117.02 - When There is More Than One Attorney or Other Authorized Representative
117.03 - Continuation of Correspondence With Representative in Application or Registration When Inter Partes Proceeding Commences
117.04 - Continuation of Correspondence with Representative of Potential Opposer After Opposition is Filed
117.05 - Correspondence After Revocation or Withdrawal
117.06 - Correspondence With Foreign Party
117.07 - Change of Address
117.08 - Individual Not Entitled to Represent Others
118 - Payment of Fees
118.01 - Lists of Fees and Charges
118.02 - Fees Payable in Advance
118.03 - Method of Payment--In General
118.04 - Method of Payment--Deposit Accounts
119 - Papers and Fees Generally Not Returnable
119.01 - Fee Refunds--General Rule
119.02 - Papers and Fees--Ex Parte Cases
119.03 - Papers and Fees--Inter Partes Cases
120 - Access to Files
120.01 - Non - confidential Files
120.02 - Confidential Materials
120.03 - Files of Terminated Proceedings
121 - Copying of Files
122 - Certification
122.01 - Court Requirements
122.02 - Certified Copies
123 - Status Information for Applications, Registrations and Board Proceedings
124 - Action by Assignee
0200 - EXTENSIONS OF TIME TO OPPOSE
201 - In General
202 - Time for Filing Request
202.01 - In General
202.02 - Date of Publication of Mark
202.03 - Premature Request
202.04 - Late Request
203 - Form of Request
203.01 - General Considerations
203.01(a) - Paper or Electronic Filings
203.01(b) - Note on Electronic Filing With ESTTA
203.02 - Identifying Information
203.02(a) - In General
203.02(b) - Requirement for Identification of Potential Opposer
203.03 - Signature
203.04 - Service
203.05 - Duplicate Requests
204 - Fee
205 - Mark on Supplemental Register Not Subject to Opposition
206 - Who May File an Extension of Time to Oppose
206.01 - General Rule
206.02 - Request for Further Extension Filed by Privy
206.03 - Misidentification of Potential Opposer
207 - Requirements for Showing of Cause; Extraordinary Circumstances
207.01 - In General
207.02 - Extensions Up to 120 Days From the Date of Publication
207.03 - Extensions Beyond 120 Days From the Date of Publication
208 - Essential Element Omitted
209 - Action by Board on Request
209.01 - Suspension Policy
209.02 - Determination of Extension Expiration Date
210 - Objections to Request
211 - Relief From Action of Board
211.01 - Request for Reconsideration
211.02 - Relief after Institution of Opposition
211.03 - Petition to the Director
212 - Amendment of Application During or After Extension
212.01 - Jurisdiction to Consider Amendment
212.02 - Conditions for Approval of Post-Publication Amendment
212.03 - Form of Amendment
212.04 - Action by Board - Upon Receipt of Amendment
212.05 - Action by Board -- During Consideration of Amendment by TMO
212.06 - Action by Board -- After Consideration of Amendment by TMO
212.07 - Amendment During Opposition
213 - Effect of Restoration of Jurisdiction
214 - Effect of Republication
215 - Effect of Letter of Protest
216 - Inadvertently Issued Registration
217 - Relinquishment of Extension
218 - Abandonment of Application
219 - Amendment to Allege Use; Statement of Use
220 - Inadvertent Issuance of a Notice of Allowance
0300 - PLEADINGS
301 - Types of Board Proceedings
301.01 - In General
301.02 - Mark on Supplemental Register Not Subject to Opposition
301.03 - Mark Filed Under the Madrid Protocol is Subject to Opposition
302 - Commencement of Proceeding
303 - Who May Oppose or Petition to Cancel
303.01 - In General
303.02 - Meaning of the Term “ Person ”
303.03 - Meaning of the Term “Damage”
303.04 - Federal Trade Commission
303.05 - Opposition Filed During Extension of Time to Oppose
303.05(a) - General Rule
303.05(b) - Opposition Filed by Privy
303.05(c) - Misidentification of Opposer
303.05(d) - Misidentification of Applicant or Respondent
303.06 - Joint Opposers or Petitioners
304 - Proceeding Against Multiple Class Application or Registration
305 - Consolidated and Combined Complaints
305.01 - Consolidated Complaint
305.02 - Combined Complaint
306 - Time for Filing Opposition
306.01 - In General
306.02 - Date of Publication of Mark
306.03 - Premature Opposition
306.04 - Late Opposition
307 - Time for Filing Petition to Cancel
307.01 - Petition That May Be Filed At Any Time After Registration
307.02 - Petition That Must Be Filed Within Five Years from the Date of Registration
307.02(a) - In General
307.02(b) - Trademark Act § 14, 15 U.S.C. § 1064, Limitation is Independent of Trademark Act § 15, 15 U.S.C. § 1065, Affidavit
307.02(c) - Factors Affecting the Five-Year Period
307.02(c)(1) - Reliance on Registration By Plaintiff
307.02(c)(2) - Amendment of Registration
307.03 - Premature Petition to Cancel
307.04 - Late Petition to Cancel
308 - Filing Fees
308.01 - Fee for Filing Opposition
308.01(a) - In General
308.01(b) - Insufficient Fee
308.02 - Fee for Filing Petition to Cancel
308.02(a) - In General
308.02(b) - Insufficient Fee
308.02(c) - Petition Filed by Federal Trade Commission
308.02(d) - Fee for Counterclaim
308.03 - Fees for Joint Opposers or Petitioners
308.04 - Fees for Proceeding Against Multiple Class Application or Registration
308.05 - Fees for Consolidated and Combined Complaints
309 - Form and Content of Oppositions and Petitions to Cancel
309.01 - In General
309.02 - Form of Complaint
309.02(a) - Format for Complaint
309.02(b) - Signature of Complaint
309.02(c) - Service of Complaint
309.02(c)(1) - Service of Opposition on Applicant
309.02(c)(2) - Service of Petition on Respondent
309.03 - Substance of Complaint
309.03(a) - In General
309.03(a)(1) - Scope of Opposition and Petition to Cancel
309.03(a)(2) - Elements of Complaint – In General
309.03(b) - Standing
309.03(c) - Grounds
A. - Priority
B. - Likelihood of Confusion
309.03(d) - Remedy Under Trademark Act § 18, 15 U.S.C. § 1068, (Partial Opposition or Partial Cancellation)
309.04 - Defects in Complaint That May Affect Institution of Proceeding
310 - Notification to Parties of Proceeding and Setting Time to Answer
310.01 - Notification to Parties of Proceeding
310.02 - Defendant’s Copy of Institution Order Returned as Undeliverable
310.03 - Setting Time for Filing Answer
310.03(a) - In General
310.03(b) - Five -Day Addition Under 37 CFR § 2.119(c) Not Applicable to Deadlines Set by Board
310.03(c) - Extension of Time to File Answer
311 - Form and Content of Answer
311.01 - Form of Answer
311.01(a) - Format for Answer
311.01(b) - Signature of Answer
311.01(c) - Filing and Service of Answer
311.02 - Substance of Answer
311.02(a) - Admissions and Denials
311.02(b) - Affirmative Defenses
311.02(c) - Unpleaded Affirmative Defenses
311.02(d) - Other Affirmative Pleadings - Amplifying Denials
311.03 - Reply to Answer Should Not be Filed
312 - Default
312.01 - In General
312.02 - Setting Aside Notice of Default
312.03 - Setting Aside Default Judgment
313 - Counterclaims
313.01 - In General
313.02 - Fee For Counterclaim
313.03 - Form and Substance of Counterclaim; Service of Counterclaim
313.04 - Compulsory Counterclaims
313.05 - Permissive Counterclaims
313.06 - Answer to Counterclaim
314 - Unpleaded Matters
315 - Amendment of Pleadings
316 - Motions Relating to Pleadings
317 - Exhibits to Pleadings
318 - Fed. R. Civ. P. 11 Applicable
319 - Amendment to Allege Use; Statement of Use
0400 - DISCOVERY
401 - Introduction to Disclosures and Discovery
401.01 - Discovery Conferences
401.02 - Initial Disclosures
401.03 - Expert Disclosures
401.04 - Modification of Disclosure Obligations
401.05 - Form of Disclosures
401.06 - Other Requirements Under the Board’s Disclosure Regime
402 - Scope of Discovery
402.01 - In General
402.02 - Limitations on Right to Discovery and on Electronically Stored Information
403 - Timing of Discovery
403.01 - In General
403.02 - Time for Service of Discovery Requests and Taking of Depositions
403.03 - Time for Service of Discovery Responses
403.04 - Extensions of Discovery Period, Time to Respond to Discovery Requests and Disclosures
403.05 - Need for Early Initiation of Discovery
403.05(a) - To Allow Time for “Follow-up” Discovery
403.05(b) - To Facilitate Introduction of Produced Documents
404 - Discovery Depositions
404.01 - When Permitted and By Whom
404.02 - Who May be Deposed
404.03 - Place of Deposition; Oral or Written Deposition; Securing Attendance of Deponent
404.03(a) - Person Residing in the United States – In General
404.03(a)(1) - Person Residing in the United States – Party
404.03(a)(2) - Person Residing in the United States – Non-party
404.03(b) - Person Residing in a Foreign Country – Party
404.03(c) - Person Residing in a Foreign Country – Non-party
404.03(c)(1) - Willing Non-party
404.03(c)(2) - Unwilling Non-party – The Hague Convention and Letter Rogatory Procedure
404.03(d) - Foreign Person Present Within the United States – Party
404.03(e) - Foreign Person Present Within the United States – Non-party
404.04 - Persons Before Whom Depositions May be Taken
404.05 - Notice of Deposition
404.06 - Taking a Discovery Deposition
404.06(a) - Fed. R. Civ. P. 30(b)(1) Depositions by Oral Examination of a Natural Person
404.06(b) - Fed. R. Civ. P. 30(b)(6) Deposition of a Corporation, Organization, Partnership, Association or Other Juristic Person
404.06(c) - Time for Deposition
404.06(d) - Re-Deposing a Witness
404.07 - Discovery Depositions on Written Questions
404.07(a) - Depositions on Written Questions: Before Whom Taken
404.07(b) - Depositions on Written Questions: When Taken
404.07(c) - Depositions on Written Questions: Place of Deposition
404.07(d) - Depositions on Written Questions: Notice of Deposition
404.07(e) - Depositions on Written Questions: Examination of Witness
404.07(f) - Depositions on Written Questions: Objections
404.07(g) - Depositions on Written Questions: Form of Deposition; Signature
404.07(h) - Depositions on Written Questions: Certification of Deposition
404.07(i) - Depositions on Written Questions: Service, Correction, and Making the Deposition of Record
404.07(j) - Deposition on Written Questions: Utility
404.08 - Discovery Deposition Objections
404.08(a) - Objections to Notice
404.08(b) - Objections as to Disqualification of Officer
404.08(c) - Objections During Deposition
404.09 - Discovery Depositions Compared to Testimony Depositions
405 - Interrogatories
405.01 - When Permitted and By Whom
405.02 - Scope
405.03 - Limit on Number
405.03(a) - Description of Limit
405.03(b) - Application of Limit: Sets of Interrogatories
405.03(c) - Application of Limit: Multiple Marks, Etc.
405.03(d) - Application of Limit: Counting Interrogatories
405.03(e) - Remedy for Excessive Interrogatories
405.04 - Responses to Interrogatories
405.04(a) - Time for Service of Responses
405.04(b) - Nature of Responses
405.04(c) - Signature of Responses and Authority of Signer
406 - Requests for Production of Documents and Things and Electronically Stored Information
406.01 - When Permitted and By Whom
406.02 - Scope
406.03 - Elements of Request for Production
406.04 - Responses to Requests for Production
406.04(a) - Time for Service of Responses
406.04(b) - Place and Form of Production
406.04(c) - Nature of Responses
407 - Requests for Admissions
407.01 - When Permitted and By Whom
407.02 - Scope and Nature of Requests for Admission
407.03 - Responses to Requests for Admission
407.03(a) - Time for Service of Responses
407.03(b) - Nature of Responses
407.03(c) - Signature of Responses
407.04 - Effect of Admission
408 - Duties to Cooperate, Search Records, Supplement
408.01 - Duty to Cooperate
408.01(a) - Obligation to Conduct Discovery Conference
408.01(b) - Obligation to Make Initial and Expert Testimony Disclosures
408.01(c) - Duty to Cooperate With Regard to Written Discovery and Disclosures
408.02 - Duty to Search Records
408.03 - Duty to Supplement Disclosures and Discovery Responses
409 - Filing Discovery Requests, Discovery Responses, and Disclosures With Board
410 - Asserting Objections to Requests for Discovery, Motions Attacking Requests for Discovery, and Disclosures
411 - Remedy for Failure to Provide Disclosures or Discovery
411.01 - Initial and Expert Testimony Disclosures
411.02 - Interrogatories or Requests for Production
411.03 - Requests for Admission
411.04 - Discovery Depositions
411.05 - Sanctions Related to Disclosures and Discovery
412 - Protective Orders
412.01 - In General – Board Standard Protective Order
412.01(a) - Proper Designation of Confidential Matter
412.01(b) - Challenging the Designation of Confidential Matter
412.01(c) - Over-designation: Improper designation of confidential filings with the Board
412.02 - Modification of Board’s Standard Protective Order Governing the Exchange of Confidential, Highly Confidential and Trade Secret/Commercially Sensitive Information
412.02(a) - Modification of Board’s Standard Protective Order Upon Stipulation
412.02(b) - Pro Se Litigants and In-House Legal Counsel
412.02(c) - In Camera Inspection
412.02(d) - Contents of Protective Order
412.03 - Duration of Protective Order
412.04 - Filing Confidential Materials With Board
412.05 - Handling of Confidential Materials By the Board
412.06 - Protective Orders Limiting Discovery
412.06(a) - Depositions
412.06(b) - Other Discovery
413 - Telephone and Pretrial Conferences
413.01 - Telephone Conferences for Motions Relating to Discovery
413.02 - Pretrial Conferences
414 - Selected Discovery Guidelines
0500 - STIPULATIONS AND MOTIONS
501 - Stipulations
501.01 - In General
501.02 - Filing Stipulations
501.03 - Form of Stipulations
502 - Motions - In General
502.01 - Available Motions
502.02 - Form of Motions and Briefs on Motions
502.02(a) - Form of Motions
502.02(b) - Briefs on Motions
502.02(c) - Confidential Information
502.03 - Oral Hearings on Motions
502.04 - Determination of Motions
502.05 - Attorneys’ Fees, etc., on Motions
502.06 - Telephone and Pretrial Conferences
502.06(a) - Telephone Conferences
502.06(b) - Pretrial Conferences
502.07 - Fed. R. Civ. P. 11 Applicable
503 - Motion to Dismiss for Failure to State a Claim
503.01 - Time for Filing
503.02 - Nature of Motion
503.03 - Leave to Amend Defective Pleading
503.04 - Matters Outside the Pleading Submitted on Motion to Dismiss
504 - Motion for Judgment on the Pleadings
504.01 - Time for Filing
504.02 - Nature of Motion
504.03 - Matters Outside the Pleadings Submitted on Motion for Judgment on Pleadings
505 - Motion for a More Definite Statement
505.01 - Nature of Motion
505.02 - Time for Filing
505.03 - Failure to Obey Order for More Definite Statement
506 - Motion to Strike Matter From Pleading
506.01 - Nature of Motion
506.02 - Time for Filing
506.03 - Exhibits Attached to Pleadings
507 - Motion to Amend Pleading
507.01 - In General
507.02 - Amendments – General Rule – Fed. R. Civ. P. 15(a)
507.02(a) - Timing of Motion to Amend Pleading – In General
507.02(b) - Timing of Motion to Amend to Add Counterclaim
507.03 - Amendments to Conform to the Evidence - Fed. R. Civ. P. 15(b)
507.03(a) - During Trial After Objection to Trial Evidence
507.03(b) - To Add Issues Tried by Express or Implied Consent
508 - Motion for Default Judgment for Failure to Answer
509 - Motion to Extend Time; Motion to Reopen Time
509.01 - Nature of Motions
509.01(a) - Motions to Extend Time
509.01(b) - Motions to Reopen Time
509.01(b)(1) - In General
509.01(b)(2) - To Introduce Newly Discovered Evidence
509.02 - Form and Determination of Motions to Extend or Reopen
510 - Motion to Suspend; Motion to Resume
510.01 - In General
510.02 - Suspension Pending Outcome of Another Proceeding; Resumption
510.02(a) - Suspension
510.02(b) - Resumption
510.03 - Suspension for Other Reasons; Resumption
510.03(a) - Suspension
510.03(b) - Resumption
511 - Motion to Consolidate
512 - Motion to Join or Substitute
512.01 - Assignment of Mark
512.02 - Change of Name
512.03 - Issuance of Registration to Assignee, or in New Name
512.04 - Misidentification
513 - Motion to Withdraw as Representative; Petition to Disqualify
513.01 - Motion to Withdraw as Representative
513.02 - Petition to Disqualify
514 - Motion to Amend Application or Registration
514.01 - In General
514.02 - Amendment With Consent
514.03 - Amendment Without Consent
514.04 - Amendment to Allege Use; Statement of Use
515 - Motion to Remand Application to Examining Attorney
516 - Motion to Divide Application or Registration
517 - Motion to Strike Brief on Motion
518 - Motion for Reconsideration of Decision on Motion
519 - Motion for Leave to Serve Additional Interrogatories
520 - Motion to Take Foreign Deposition Orally
521 - Motion to Quash Notice of Deposition
522 - Motion for Order re Manner or Place of Document Production
523 - Motion to Compel Disclosure or Discovery
523.01 - In General
523.02 - Special Requirements for Motion
523.03 - Time for Filing Motion
523.04 - Failure to File Motion to Compel
524 - Motion to Test Sufficiency of Response to Requests for Admission
524.01 - In General
524.02 - Special Requirements for Motion
524.03 - Time for Filing Motion
524.04 - Failure to File Motion
525 - Motion to Withdraw or Amend Admission
526 - Motion for a Protective Order
527 - Motion for Sanctions
527.01 - Motion for Discovery Sanctions
527.01(a) - For Failure to Comply With Board Discovery Order
527.01(b) - If Party Says It Will Not Respond to Discovery Request or Make Required Disclosures
527.01(c) - Untimely Response to Discovery Requests
527.01(d) - In the Case of Requests for Admission
527.01(e) - Estoppel Sanction
527.01(f) - Motions in Limine
527.02 - Motion for Fed. R. Civ. P. 11 Sanctions
527.03 - Inherent Authority to Sanction
528 - Motion For Summary Judgment and Accelerated Case Resolution (ACR)
528.01 - General Nature of Motion
528.02 - Time For Filing Motion
528.03 - Suspension Pending Determination of Motion
528.04 - Miscaptioned Motion
528.05 - Summary Judgment Evidence
528.05(a)
528.05(a)(1) - In General
528.05(a)(2) - Accelerated Case Resolution (ACR)
528.05(b) - Affidavits and Accompanying Exhibits
528.05(c) - Discovery Responses and Disclosures
528.05(d) - Registrations
528.05(e) - Printed Publications and Official Records
528.05(f) - Testimony from Another Proceeding
528.06 - Request For Discovery to Respond to Summary Judgment
528.07 - Unpleaded Issue
528.07(a) - Not Basis for Entering Summary Judgment
528.07(b) - Not Defense Against Summary Judgment
528.08 - Entry of Summary Judgment in Favor of Nonmoving Party
529 - Motion to Offer Discovery Deposition of Self or Nonparty
530 - Motion to Use Testimony From Another Proceeding
531 - Motion That Deposition Upon Written Questions Be Taken Orally
532 - Motion to Strike Notice of Reliance
533 - Motion to Strike Trial Testimony Deposition
533.01 - On Ground of Untimeliness
533.02 - On Other Grounds
533.02(a) - On Ground of Improper or Inadequate Notice
533.02(b) - On Ground of Failure to Disclose Witness in Expert or Pretrial Disclosures
533.03 - When Motion to Strike Should Not Be Filed
534 - Motion For Judgment For Plaintiff’s Failure to Prove Case
534.01 - In General
534.02 - Motion For Judgment Under 37 CFR § 2.132(a)
534.03 - Motion For Judgment Under 37 CFR § 2.132(b)
534.04 - Motion Under Fed. R. Civ. P. 41(b) or Fed. R. Civ. P. 50(a) Not Available
535 - Motion For Order to Show Cause Under 37 CFR § 2.134(b)
536 - Motion For Order to Show Cause Under 37 CFR § 2.128(a)(3)
537 - Motion For Leave to Exceed Page Limit For Brief On Case
538 - Motion For Leave to File Amicus Brief
539 - Motion to Strike Brief On Case
540 - Motion For Augmented Panel Hearing
541 - Motion to Change Oral Hearing Date; For Additional Time
541.01 - Motion to Change Oral Hearing Date
541.02 - Motion For Additional Time For Oral Argument
542 - Motion For Leave to Record Oral Hearing
543 - Motion For Reconsideration of Final Decision
544 - Motion For Relief From Final Judgment
0600 - WITHDRAWAL; SETTLEMENT
601 - Withdrawal by Opposition or Cancellation Plaintiff
601.01 - Withdrawal by Opposer
601.02 - Withdrawal by Petitioner
601.03 - Effect of Motion for Judgment
602 - Withdrawal by Opposition or Cancellation Defendant
602.01 - Withdrawal by Applicant
602.02 - Withdrawal by Respondent
602.02(a) - Surrender or Voluntary Cancellation of Registration
602.02(b) - Cancellation Under Section 8 or 71; Expiration Under Section 9 or 70
603 - Withdrawal by Interference or Concurrent Use Applicant
604 - Consent to Judgment
605 - Settlement
605.01 - In General
605.02 - Suspension for Settlement Negotiations
605.03 - Settlement Agreements
605.03(a) - In General
605.03(b) - With Amendment of Subject Application or Registration
605.03(c) - With Amendment of Plaintiff’s Pending Application
605.03(d) - Breach of Settlement Agreement
605.03(e) - Effect of Judgment Based Upon Agreement
605.03(f) - Consent Orders
606 - Effect on Counterclaim
0700 - TRIAL PROCEDURE AND INTRODUCTION OF EVIDENCE
701 - Time of Trial
702 - Pretrial Disclosures; Manner of Trial; and Introduction of Evidence
702.01 - Pretrial Disclosures
702.02 - Introduction of Evidence
702.03 - Manner of Trial
702.04 - Accelerated Case Resolution
702.04(a) - In General
702.04(b) - ACR using Summary Judgment Briefs
702.04(c) - ACR Conversion - Summary Judgment Briefs
702.04(d) - ACR using Stipulated Record and Trial Briefs
702.04(e) - Utilizing Stipulations in Non-ACR Board cases
702.05 - Overly Large Records
703 - Taking and Introducing Testimony
703.01 - Oral Testimony Depositions
703.01(a) - In General
703.01(b) - Form of Testimony
703.01(c) - Time for Taking Testimony
703.01(d) - Time and Place of Deposition
703.01(e) - Notice of Deposition
703.01(f) - Securing Attendance of Unwilling Adverse Party or Non-party
703.01(f)(1) - In General
703.01(f)(2) - Unwilling Witness Residing in United States
703.01(f)(3) - Unwilling Witness Residing in Foreign Country
703.01(g) - Persons Before Whom Depositions May be Taken
703.01(h) - Examination of Witnesses
703.01(i) - Form of Deposition and Exhibits
703.01(j) - Signature of Deposition by Witness
703.01(k) - Certification and Filing of Deposition
703.01(l) - Testimony Deposition Must be Filed
703.01(m) - Service of Deposition
703.01(n) - Correction of Errors in Deposition
703.01(o) - Objections to Testimony Depositions
703.01(p) - Confidential or Trade Secret Material
703.02 - Testimony Depositions on Written Questions
703.02(a) - Depositions on Written Questions: When Available
703.02(b) - Depositions on Written Questions: Before Whom Taken
703.02(c) - Depositions on Written Questions: When Taken
703.02(d) - Depositions on Written Questions: Place of Deposition
703.02(e) - Depositions on Written Questions: Notice of Deposition
703.02(f) - Depositions on Written Questions: Securing Attendance of Unwilling Witness
703.02(g) - Depositions on Written Questions: Examination of Witness
703.02(h) - Depositions on Written Questions: Form, Signature and Certification of Deposition
703.02(i) - Depositions on Written Questions: Service, Correction and Filing of Deposition
703.02(j) - Testimony Depositions on Written Questions Must be Filed
703.02(k) - Depositions on Written Questions: Objections to Deposition
703.02(l) - Depositions on Written Questions: Confidential or Trade Secret Material
703.02(m) - Depositions on Written Questions: Utility
704 - Introducing Other Evidence
704.01 - In General
704.02 - Notice of Reliance – Generally
704.03 - Applications and Registrations
704.03(a) - Subject of Proceeding
704.03(b) - Not Subject of Proceeding – In General
704.03(b)(1) - Registration Not Subject of Proceeding
704.03(b)(1)(A) - Registration Owned by Party
704.03(b)(1)(B) - Third-Party Registration
704.03(b)(2) - Application Not Subject of Proceeding
704.04 - Statements and Things in Application or Registration
704.05 - Exhibits to Pleadings or Briefs
704.05(a) - Exhibits to Pleadings
704.05(b) - Exhibits to Briefs
704.06 - Statements in Pleadings or Briefs
704.06(a) - Statements in Pleadings
704.06(b) - Statements in Briefs
704.07 - Official Records
704.08 - Printed Publications
704.08(a) - Traditional Printed Publications
704.08(b) - Internet Materials
704.08(c) - Other Printed Materials
704.09 - Discovery Depositions
704.10 - Interrogatory Answers; Admissions
704.11 - Produced Documents
704.12 - Judicial Notice
704.12(a) - Kind of Fact That May be Judicially Noticed
704.12(b) - When Taken
704.12(c) - Opportunity to be Heard
704.12(d) - Time of Taking Notice
704.13 - Testimony From Another Proceeding
704.14 - Initial Disclosures and Disclosed Documents
705 - Stipulated Evidence and Accelerated Case Resolution (ACR)
706 - Noncomplying Evidence
707 - Objections to Evidence
707.01 - In General
707.02 - Objections to Notices of Reliance
707.02(a) - In General
707.02(b) - On Procedural Grounds
707.02(b)(1) - On Ground of Untimeliness
707.02(b)(2) - On Other Procedural Grounds
707.02(c) - On Substantive Grounds
707.03 - Objections to Trial Testimony Depositions
707.03(a) - In General
707.03(b) - On Procedural Grounds
707.03(b)(1) - On Ground of Untimeliness
707.03(b)(2) - On Ground of Improper or Inadequate Notice
707.03(b)(3) - On Ground of Failure to Disclose
707.03(c) - On Other Procedural Grounds and on Substantive Grounds
707.03(d) - Refusal to Answer Deposition Question
707.04 - Waiver of Objection
0800 - BRIEFS ON CASE, ORAL HEARING, FINAL DECISION
801 - Briefs on the Case
801.01 - In General
801.02 - Time for Filing
801.02(a) - Plaintiff's Main Brief
801.02(b) - Defendant's Main Brief
801.02(c) - Plaintiff's Reply Brief
801.02(d) - Reply Brief for Defendant Not Permitted
801.02(e) - Special Situations
801.03 - Form and Contents of Brief
801.04 - Amicus Briefs
801.05 - Motion to Strike Brief on Case
802 - Oral Hearing
802.01 - In General
802.02 - Request for Oral Hearing
802.03 - Time and Place of Hearing
802.04 - Before Whom Held
802.05 - Length of Oral Argument
802.06 - Audio Recording and Video Recording
802.07 - Visual Aids, etc.
802.08 - Nature of Hearing
803 - Final Decision
804 - Request for Rehearing, Reconsideration, or Modification of Final Decision
805 - Final Decision Remand to Examining Attorney
806 - Termination of Proceeding
807 - Status of Application After Proceeding
0900 - REVIEW OF DECISION OF BOARD
901 - Appeals--In General
901.01 - Avenues Of Appeal
901.02 - What May Be Appealed
901.02(a) - Final Decision Versus Interlocutory Decision
901.02(b) - Judgment Subject To Establishment Of Constructive Use
901.03 - Motions For Relief From Final Judgment During Appeal
902 - Appeal To Court Of Appeals For The Federal Circuit
902.01 - Notice Of Appeal
902.02 - Time For Filing Notice Of Appeal, Cross-Appeal
902.03 - Appeal To Federal Circuit Waives Appeal By Civil Action
902.04 - Notice Of Election To Have Review By Civil Action
902.05 - Information Concerning Times Specified In 37 CFR § 2.145
902.06 - Certified List
902.07 - Appeal Briefs, Appendix, Etc.
902.08 - Special Provisions for Ex Parte Cases
903 - Review By Civil Action
903.01 - Notice Of Civil Action
903.02 - Parties To And Service Of Civil Action
903.03 - Place Of Civil Action
903.04 - Time For Filing Civil Action, Cross-Action
903.05 - Information Concerning Times Specified In 37 CFR § 2.145
903.06 - Civil Action Precluded By Appeal To Federal Circuit
903.07 - Special Provisions For Ex Parte Cases
904 - Access To Record During Appeal
904.01 - Access During Appeal To Federal Circuit
904.02 - Access During Review By Civil Action
905 - Petition To The Director
906 - Standards Of Review Of Board Decisions
906.01 - Appeal To Federal Circuit Or Review By Civil Action
906.02 - Petition To Director
1000 - INTERFERENCES
1001 - In General
1002 - Declaration of Interference
1003 - Institution of Interference
1004 - Issues in Interference
1005 - Burden of Proof
1006 - Addition of Party
1007 - Conduct of Proceeding
1100 - CONCURRENT USE PROCEEDINGS
1101 - In General
1101.01 - Nature of Proceeding
1101.02 - Context for USPTO Determination of Concurrent Rights
1102 - Generation of Proceeding
1102.01 - Means of Generation
1102.02 - Bases for Concurrent Registration – Board Determination; Court Determination
1103 - Requirements for Concurrent Use Application
1103.01 - Application Based on Board Determination
1103.01(a) - Application Must Assert Use in Commerce
1103.01(b) - Jurisdictional Requirement
1103.01(c) - Application Must Meet Requirements Applicable to Non-Restricted Application
1103.01(d) - Application Must Identify Nature and Extent of Restriction Sought
1103.01(d)(1) - In General
1103.01(d)(2) - Geographic Restrictions
1103.01(d)(3) - Mode of Use Restrictions
1103.01(e) - Application Must Identify Excepted Users and Their Asserted Rights
1103.01(f) - Other Requirements
1103.02 - Application Based on Prior Board Decision
1103.03 - Application Based on Court Determination
1104 - Parties to Proceeding; Involved Applications, Registrations
1105 - Applications and Registrations Not Subject to Proceeding
1106 - Commencement of Proceeding
1106.01 - Marking of Concurrent Use Application
1106.02 - Publication of Concurrent Use Application; Opposition Period
1106.03 - Preparing the Record for the Involved Application and Registration Files
1106.04 - Preparing Concurrent Use Notices
1106.05 - Locating Excepted Users
1107 - Answer; Default
1108 - Issue in Concurrent Use Proceeding; Burden of Proof
1109 - Conduct of Proceeding
1109.01 - Sample Trial Schedules - Cases Commenced On or After November 1, 2007
1110 - Settlement Providing for Concurrent Registration
1111 - Effect of Abandonment of Involved Application
1112 - Effect of Adverse Decision in Opposition or Cancellation
1113 - “Conversion ” of Opposition or Cancellation Proceeding to Concurrent Use Proceeding
1113.01 - Conversion of Opposition Proceeding
1113.02 - Conversion of Cancellation Proceeding
1114 - Alteration of Restrictions on Concurrent Registration
1200 - EX PARTE APPEALS
1201 - Propriety of Appeal
1201.01 - Readiness of Case for Appeal
1201.02 - Premature Final
1201.03 - Premature Appeal
1201.04 - Compliance With Requirements Not Subject of Appeal
1201.05 - Appeal versus Petition
1202 - Filing an Appeal
1202.01 - In General
1202.02 - Time for Appeal
1202.03 - Notice of Appeal
1202.04 - Appeal Fee
1202.05 - Multiple Class Applications
1203 - Appeal Briefs
1203.01 - Form of Brief
1203.02 - Time for Filing Brief
1203.02(a) - Applicant’s Main Brief
1203.02(b) - Trademark Examining Attorney’s Brief
1203.02(c) - Applicant’s Reply Brief
1203.02(d) - Extension of Time for Filing Brief
1203.02(e) - Material Submitted with Briefs
1203.02(f) - Cases Which May Be Cited
1203.02(g) - Waiver of Claim or Requirement in Brief
1204 - Effect of Request for Reconsideration of Final Action
1205 - Amendment of Application During Appeal
1205.01 - In General
1205.02 - Request to Divide
1205.02(a) - Request to Divide When Notice of Appeal is Submitted Electronically
1205.02(b) - Request to Divide When Notice of Appeal is Submitted on Paper
1206 - Amendment to Allege Use; Statement of Use
1206.01 - Amendment to Allege Use
1206.02 - Statement of Use
1207 - Submission of Evidence During Appeal
1207.01 - General Rule — Evidence Submitted After Appeal Untimely
1207.02 - Request to Remand for Additional Evidence
1207.03 - Evidence Considered Due to Actions of Nonoffering Party
1207.04 - Evidence Filed with Timely Request for Reconsideration
1207.05 - Submission of Evidence upon Remand for New Refusal
1207.06 - Letter of Protest Evidence
1208 - Treatment of Evidence
1208.01 - Evidence from NEXIS Database or Publications
1208.02 - Cited Registrations and Third-Party Registrations
1208.03 - Internet Material
1208.04 - Judicial Notice
1208.05 - Applicant’s Own Materials
1209 - Remand
1209.01 - Upon Board’s Own Initiative
1209.02 - Upon Request by Trademark Examining Attorney
1209.03 - Upon Granted Letter of Protest
1209.04 - Upon Request by Applicant
1210 - Approval for Publication During Appeal
1211 - Abandonment During Appeal
1212 - Cancellation or Assignment of Cited Registration
1213 - Suspension of Appeal
1214 - Consolidation
1215 - Alternative Positions
1216 - Oral Hearing
1217 - Final Decision
1218 - Reopening (Amendment, Etc. After Final Decision)
1219 - Review of Final Decision
1219.01 - By Request for Reconsideration
1219.02 - By Appeal
Attachment A - APPENDIX OF FORMS
Attachment B - APLHABETICAL LIST OF CASES
Attachment C - INDEX TO CHANGES
TBMP - Subject Matter Index
A - Subject Matter Index
B - Subject Matter Index
C - Subject Matter Index
D - Subject Matter Index
E - Subject Matter Index
F - Subject Matter Index
G - Subject Matter Index
H - Subject Matter Index
I - Subject Matter Index
J - Subject Matter Index
L - Subject Matter Index
M - Subject Matter Index
N - Subject Matter Index
O - Subject Matter Index
P - Subject Matter Index
Q - Subject Matter Index
R - Subject Matter Index
S - Subject Matter Index
T - Subject Matter Index
U - Subject Matter Index
V - Subject Matter Index
W - Subject Matter Index
308.02(d) Fee for Counterclaim
For information concerning fees for counterclaims
, see
TBMP § 313.02
.