Index I   RULES RELATING TO PATENTS

A

Abandoned applications:

Abandonment by failure to reply ______ 1.135 

Abandonment during interference ______ 41.127 

Abandonment for failure to pay issue fee ______ 1.316 

Express abandonment ______ 1.138 

Processing and retention fee ______ 1.21 (1)

Referred to in issued patents ______ 1.14 

Revival of ______ 1.137 

When open to public inspection ______ 1.14 

Abandonment of application. (See Abandoned applications.)

Abstract of the disclosure ______ 1.72,  1.77,  1.163 

Access to pending applications (limited) ______ 1.14 

Action by applicant ______ 1.111  - 1.138 

Addresses for correspondence with the United States Patent and Trademark Office ______ 1.1

Board of Patent Appeals and Interferences ______ 1.1(a)(1), 41.10 

Deposit account replenishment ______ 1.25(c)(3),1.25(c)(4)

Director of the United States Patent and Trademark Office ______ 1.1(a) 

FOIA Officer ______ 102.1(b), 102.4(a) 

Generally ______ 1.1(a)

Licensing and Review ______ 5.1(a)

Office of the General Counsel ______ 1.1(a)(3), 102.10(b), 102.29(b) 

Office of the Solicitor ______ 1.1(a)(3),

Mail Stops

Mail Stop 4 ______ 150.6 

Mail Stop 8 ______ 1.1(a)(3) 

Mail Stop 24 ______ 4.3(c) 

Mail Stop Assignment Recordation Services ______ 1.1(a)(4), 3.27 

Mail Stop CPA ______ 1.53(d)(9) 

Mail Stop Document Services ______ 1.1(a)(4) 

Mail Stop Ex parte Reexam ______ 1.1 (c)(1)

Mail Stop Inter partes Reexam ______ 1.1 (c)(2)

Mail Stop Interference ______ 41.10(b) 

Mail Stop M Correspondence ______ 1.1(d)(2)

Mail Stop OED ______ 4.6

Mail Stop Patent Ext ______ 1.1(e) 

Mail Stop PCT ______ 1.1(b), 1.417, 1.434(a), 1.480(b) 

Maintenance fee payments ______ 1.1(d)(1)

Patent correspondence ______ 1.1(a)(1)

Privacy Officer ______ 102.23(a), 102.24(a) 

Trademark correspondence ______ 2.190

Adjustment of patent term. (see Patent term adjustment due to examination delay.)

Administrator, executor, or other legal representative may make application and receive patent ______ 1.42, 1.43, 1.64 

Admission to practice. (See Attorneys and agents.)

Affidavit (See also Oath in patent application):

After appeal ______ 41.33 

As evidence in a contested case ______ 41.154 

To disqualify commonly owned patent or published application as prior art ______ 1.130 

Traversing rejections or objections ______ 1.132 

Agents. (See Attorneys and agents.)

Allowance and issue of patent:

Amendment after allowance ______ 1.312 

Application abandoned for nonpayment of issue fee ______ 1.316 

Deferral of issuance ______ 1.314 

Delayed payment of issue fee ______ 1.137 

Delivery of patent ______ 1.315 

Failure to pay issue fee ______ 1.137(c), 1.316  

Issuance of patent ______ 1.314 

Notice of allowance ______ 1.311 

Patent to issue upon payment of issue fee ______ 1.311, 1.314 

Patent to lapse if issue fee is not paid in full ______ 1.317 

Reasons for ______ 1.104 

Withdrawal from issue ______ 1.313 

Allowed claims, rejection of by Board of Patent Appeals and Interferences ______ 41.50(b) 

Amendment:

Adding or substituting claims ______ 1.121 

After appeal ______ 41.33, 41.63 

After decision on appeal, based on new rejection of Board of Patent Appeals and Interferences ______ 41.50(b)(1) 

After final action ______ 1.116 

After final action (transitional procedures) ______ 1.129 

After notice of allowance ______ 1.312 

Copying claim of another application for interference ______ 41.202 

Copying claim of issued patent ______ 41.202 

Deletions and insertions ______ 1.121 

Drawings ______ 1.121 

Manner of making ______ 1.121 

Not covered by original oath ______ 1.67 

Numbering of claims ______ 1.126 

Of amendments ______ 1.121 

Of claims ______ 1.121 

Of disclosure ______ 1.121 

Of drawing ______ 1.121 

Of specification ______ 1.121 

Paper and writing ______ 1.52 

Petition from refusal to admit ______ 1.127 

Preliminary ______ 1.115 

Proposed during interference ______ 41.121 

Provisional application ______ 1.53 (c)

Reexamination proceedings ______ 1.121 (j), 1.530, 1.941 

Reissue ______ 1.121 (i), 1.173 

Requisites of ______ 1.33, 1.111, 1.116, 1.121, 1.125 

Right to amend ______ 1.111, 1.116, 1.127 

Signature to ______ 1.33 

Substitute specification ______ 1.125 

Time for ______ 1.134 

To applications in interference ______ 41.121 

To correct inaccuracies ______ 1.121 

To correspond to original drawing or specification ______ 1.121 

To reissues. ______ 1.173 

To save from abandonment ______ 1.135 

Amino acid sequences. (See Nucleotide and/or amino acid sequences.)

Appeals:

Civil Actions under 35 U.S.C. 145, 146, 306 ______ 1.303, 1.304 

To the Board of Patent Appeals and Interferences ______ 41.30-41.54

Affidavits after appeal ______ 41.33 

Brief ______ 41.37 

Decision/Action by Board ______ 41.50 

Return of jurisdiction to examiner ______ 1.197(a) 

Termination of proceedings ______ 1.197(b) 

Examiner’s answer ______ 41.39 

Fees ______ 41.20 

Hearing of ______ 41.47 

Inter partes reexamination ______ 41.61 

New grounds of rejection ______ 41.39(a)(2), 41.50(b) 

Notice of appeal ______ 41.31 

Public inspection or publication of decisions ______ 1.14 

Rehearing ______ 41.50(b)(2), 41.52  

Reopening after final Board decision ______ 1.198 

Reply brief ______ 41.41 

Sanctions ______ 41.128 

What may be appealed ______ 41.31 

Who may appeal ______ 41.31 

To Court of Appeals for the Federal Circuit:

Fee provided by rules of court ______ 1.301 

From Board of Patent Appeals and Interferences ______ 1.301 

Notice and reasons of appeal ______ 1.302 

Time for filing notice of appeal ______ 1.302, 1.304 

Applicant for patent:

Actual inventor or inventors to make application for patent ______ 1.41, 1.45 

Assignee ______ 1.47 (b)

Change of (see Correction of inventorship)

Correspondence address ______ 1.33 

Daytime telephone number ______ 1.33 

Deceased or insane inventor ______ 1.42, 1.43 

Executor or administrator ______ 1.42 

In a continued prosecution application ______ 1.53 (b)(1), 1.53 (d)(4)

In an international application ______ 1.421 -1.425 

Informed of application number ______ 1.54 

Inventorship in a provisional application ______ 1.41 (a)(2)

Mailing address and residence of inventors may be provided in oath/declaration or in application data sheet ______ 1.63, 1.76 

May be represented by an attorney or agent ______ 1.31 

Person making oath or declaration ______ 1.64 

Personal attendance unnecessary ______ 1.2 

Required to conduct business with decorum and courtesy ______ 1.3 

Required to report assistance received ______ 1.4 

Who may apply for a patent ______ 1.41 -1.48 

Application Data sheet ______ 1.76 

Application for patent (See also Abandoned applications, Claims, Drawing, Examination of applications, Provisional applications, Publication of application, Published application, Reissues, Specification):

Access to ______ 1.14 

Acknowledgment of filing ______ 1.54 

Alteration after execution ______ 1.52 

Alteration before execution ______ 1.52 

Application number and filing date ______ 1.54 

Arrangement ______ 1.77 

Compact disc submissions (see Electronic documents)

Confidentiality of applications ______ 1.14 

Continuation or division, reexecution not required ______ 1.63 

Continued prosecution application ______ 1.53 (d)

Filed by facsimile ______ 1.6, 1.8 

Copies of, furnished to applicants ______ 1.59 

Cross-references to related applications ______ 1.78 

Deceased or insane inventor ______ 1.42, 1.43 

Declaration ______ 1.68 

Duty of disclosure ______ 1.56 

Examined only when complete ______ 1.53 

Filed by other than inventor ______ 1.42, 1.43, 1.47, 1.64, 1.421(b) 

Filing date ______ 1.53 

Filing requirements ______ 1.53 

Foreign language oath or declaration ______ 1.69 

Formulas and tables ______ 1.58 

General requisites ______ 1.51 

Identification required in letters concerning ______ 1.5 

Incomplete papers not filed for examination ______ 1.53 

Interlineations, etc., to be indicated ______ 1.52 

Involving national security ______ 5.1 

Language, paper, writing, margin ______ 1.52 

Later filing of oath and filing fee ______ 1.53 

Missing pages when application filed ______ 1.53 (e)

Must be made by actual inventor, with exceptions ______ 1.41, 1.46, 1.47 

Naming of inventors:

Application data sheet ______ 1.76 (b)(1)

In a continued prosecution application ______ 1.53 (d)(4)

In a provisional application ______ 1.41 (a)(2), 1.51 (c)(1), 1.53 (c)(1)

In an international application ______ 1.421 

National stage ______ 1.497 

Inconsistencies between application data sheet and oath or declaration ______ 1.76 (d)

Joint inventors ______ 1.45 

Oath/declaration. ______ 1.63 (a)(2)

Non-English language ______ 1.52 

Nonpublication request ______ 1.213 

Numbering of claims ______ 1.126 

Numbering of paragraphs ______ 1.52, 1.125 

Original disclosure not expunged ______ 1.59(a)(2) 

Parts filed separately ______ 1.54 

Parts of application desirably filed together ______ 1.54 

Parts of complete application ______ 1.51 

Processing fees ______ 1.17 

Provisional application ______ 1.9, 1.51, 1.53 

Publication of ______ 1.211, 1.219 

Published ______ 1.9, 1.215 

Relating to atomic energy ______ 1.14 

Reservation for future application not permitted ______ 1.79 

Retention fee ______ 1.53 (f)

Secrecy order ______ 5.1 -5.5 

Status information ______ 1.14 

Tables and formulas ______ 1.58 

To contain but one invention unless connected ______ 1.141 

To whom made ______ 1.51 

Two or more by same party with conflicting claims ______ 1.78 

Application number ______ 1.5 (a), 1.53, 1.54 

Arbitration award filing ______ 1.335 

Arbitration in a contested case before the Board ______ 41.126 

Assignee:

Correspondence held with assignee(s) of entire interest ______ 3.71, 3.73 

Establishing ownership ______ 3.73 (b)

May conduct prosecution of application ______ 3.71, 3.73 

May make application on behalf of inventor(s) ______ 1.47 (b)

May take action in Board proceeding ______ 41.9 

Must consent to application for reissue of patent ______ 1.171, 1.172 

Partial assignee(s) ______ 1.46, 3.71, 3.73, 3.81 

Assignments and recording:

Abstracts of title, fee for ______ 1.19 (b)(5)

Conditional assignments ______ 3.56 

Cover sheet required ______ 3.28, 3.31 

Corrections ______ 3.34 

Date of receipt is date of record ______ 3.51 

Definitions ______ 1.332 

Effect of recording ______ 3.54 

Fees ______ 1.21 (h)

Formal requirements ______ 3.21 -3.28 

If recorded before payment of issue fee, patent may issue to assignee ______ 3.81 

Joint research agreements ______ 3.11 (c), 3.31(g) 

Mailing address for submitting documents ______ 1.1(a)(4), 3.27 

Must be recorded in Patent and Trademark Office to issue patent to assignee ______ 3.81 

Must identify patent or application ______ 3.21 

Orders for copies of ______ 1.12 

Patent may issue to assignee ______ 3.81 

Recording of assignments ______ 3.11 

Records open to public inspection ______ 1.12 

Requirements for recording ______ 3.21 -3.41 

What will be accepted for recording ______ 3.11 

Atomic energy applications reported to Department of Energy ______ 1.14 

Attorneys and agents:

Acting in representative capacity ______ 1.33, 1.34 

Annual practitioner maintenance fee:

Registered attorney or agent ______ 1.21 (a)(7), 11.8 (d)

Individual granted limited recognition ______ 1.21 (a)(8)

Assignment will not operate as a revocation of power ______ 1.36 

Certificate of good standing ______ 1.21 (a)

Complaints ______ 4.6 

Fee on admission ______ 1.21 (a)

Office cannot aid in selection of ______ 1.31 

Personal interviews with examiners ______ 1.13 3

Power of attorney ______ 1.32 

Power to inspect ______ 1.14 

Representative capacity ______ 1.33, 1.34 

Required to conduct business with decorum and courtesy ______ 1.3 

Revocation of power ______ 1.36(a) 

Signature and certificate of attorney ______ 1.4, 11.18 

Withdrawal of ______ 1.36(b), 41.5 

Authorization of agents. (See Attorneys and agents.)

Award in arbitration ______ 1.335 

B

Balance in deposit account ______ 1.25 

Basic filing fee ______ 1.16 

Benefit of earlier application ______ 1.78 

Bill in equity. (See Civil action.)

Biological material. (See Deposit of biological material.)

Board of Patent Appeals and Interferences. (See Appeal to Board of Patent Appeals and Interferences.)

Briefs:

In petitions to Director ______ 1.181 

On appeal to Board ______ 41.37 

Business to be conducted with decorum and courtesy ______ 1.3 

Business to be transacted in writing ______ 1.2 

C

Certificate of correction ______ 1.322, 1.323 

Fees ______ 1.20 

Mistakes not corrected ______ 1.325 

Certificate of mailing (First Class) or transmission ______ 1.8 

Certification effect of presentation to Office ______ 1.4 (d), 11.18 

Certified copies of records, papers, etc. ______ 1.4 (f), 1.13 

Fee for certification ______ 1.19 (b)

Chemical and mathematical formulae and tables ______ 1.58 

Citation of prior art in patented file ______ 1.501 

Citation of references ______ 1.104 

Civil action ______ 1.303, 1.304 

Claims (See also Examination of applications):

Amendment of ______ 1.121 

Commence on separate sheet or electronic page ______ 1.52(b), 1.75(h) 

Conflicting, same applicant or owner ______ 1.78 

Date of invention of ______ 1.110 

Dependent ______ 1.75 

Design patent ______ 1.153 

May be in dependent form ______ 1.75 

More than one permitted ______ 1.75 

Multiple dependent ______ 1.75 

Must conform to invention and specification ______ 1.75 

Notice of rejection of ______ 1.104 

Numbering of ______ 1.126 

Part of complete application ______ 1.51 

Plant patent. ______ 1.164 

Rejection of ______ 1.104 

Required ______ 1.75 

Separate from other parts of application ______ 1.75(h) 

Twice rejected before appeal ______ 41.31 

Color drawing ______ 1.6(d)(4), 1.84(a)(2) 

Commissioner of Patents and Trademarks (See Director of the USPTO.)

Common ownership, statement by assignee may be required ______ 1.78 (c)

Compact disc submissions. (See Electronic documents.)

Complaints against examiners, how presented ______ 1.3 

Complaints regarding invention promoters (See Invention promoters.)

Composition of matter, specimens of ingredients may be required ______ 1.93 

Computer program listing appendix ______ 1.96 

Concurrent office proceedings ______ 1.565 

Conflicting claims, same applicant or owner in two or more applications ______ 1.78 

Contested cases before the Board of Patent Appeals and Interferences ______ 41.100 -41.208 

Continued examination, request for ______ 1.114 

Fee ______ 1.17 

Suspension of action after ______ 1.103 

Continued prosecution application ______ 1.53 (d)

Suspension of action in ______ 1.103 

Continuing application for invention disclosed and claimed in prior application ______ 1.53, 1.63 

Control number, display of ______ 1.419 

Copies of patents, published applications, records, etc. ______ 1.11, 1.12, 1.13 

Copies of records, fees ______ 1.19 (b), 1.59 

Copyright notice in specification ______ 1.71 (d)

Copyright notice on drawings ______ 1.84 (s)

Correction, certificate of ______ 1.322, 1.323 

Correction of inventorship:

In a nonprovisional application ______ 1.48 

Before filing oath/declaration ______ 1.41 (a)(1), 1.76 (c)

By filing oath/declaration ______ 1.76 (d)(3)

When filing a continuation or divisional application ______ 1.63 (d)

When filing a continued prosecution application ______ 1.53 (d)(4)

In a provisional application ______ 1.48 

By filing a cover sheet ______ 1.48 (f)(2)

Without filing a cover sheet ______ 1.41 (a)(2)

In a reexamination proceeding ______ 1.530 

In an international application ______ 1.472 

When entering the national stage ______ 1.497 

In an issued patent ______ 1.324 

In other than a reissue application ______ 1.48 

Inconsistencies between application data sheet and oath or declaration ______ 1.76 (d)

Motion to correct inventorship in an interference ______ 41.121(a)(2) 

Supplemental application data sheet(s) ______ 1.76 (c)

Correspondence:

Address:

Change of correspondence address ______ 1.33 (a)

Established by the office if more than one is specified ______ 1.33 (a)

Of the U.S. Patent and Trademark Office ______ 1.1 

Business with the Office to be transacted by ______ 1.2 

Discourteous communications not entered ______ 1.3 

Double, with different parties in interest not allowed ______ 1.33 

Duplicate copies disposed of ______ 1.4 

Facsimile transmission ______ 1.6 (d)

Held with attorney or agent ______ 1.33 

Identification of application or patent in letter relating to ______ 1.5 

Involving national security ______ 5.1 

May be held exclusively with assignee(s) of entire interest ______ 3.71 

Nature of ______ 1.4 

Patent owners in reexamination ______ 1.33 (c)

Receipt of letters and papers ______ 1.6 

Rules for conducting in general ______ 1.1 -1.8 

Separate letter for each subject or inquiry ______ 1.4 

Signature requirements ______ 1.4 (d)

When no attorney or agent ______ 1.33 

With attorney or agent after power or authorization is filed ______ 1.33 

Court of Appeals for the Federal Circuit, appeal to. (See Appeal to Court of Appeals for the Federal Circuit.)

Credit card payment ______ 1.23 

Cross-reference to related applications ______ 1.76 -1.78 

Customer Number

Defined ______ 1.32 (a)(4)

Required to establish a Fee Address ______ 1.363 (c)

D

Date of invention of subject matter of individual claims ______ 1.110 

Day for taking any action or paying any fee falling on Saturday, Sunday, or Federal holiday ______ 1.7 

Death or insanity of inventor ______ 1.42, 1.43 

In an international application ______ .1.422, 1.423 

Decision by the Board of Patent Appeals and Interferences ______ 41.50 

Return of jurisdiction to examiner ______ 1.197 (a)

Termination of proceedings ______ 1.197 (b)

Declaration (See also Oath in patent application):

Foreign language ______ 1.69 

In lieu of oath ______ 1.68 

In patent application ______ 1.68 

Deferral of examination ______ 1.103 

Definitions:

Assignment ______ 3.1 

Customer Number ______ 1.32 (a)(4)

Document ______ 3.1 

Federal holiday within the District of Columbia ______ 1.9 

National and international applications ______ 1.9 

National security classified ______ 1.9 

Nonprofit organization ______ 1.27 

Person (for small entity purposes) ______ 1.27 

Power of Attorney ______ 1.32 (a)(1)

Principal ______ 1.32 (a)(2)

Published application ______ 1.9 

Recorded document ______ 3.1 

Revocation ______ 1.32(a)(3) 

Service of process ______ 15 CFR Part 15

Small business concern ______ 1.27 

Small entity ______ 1.27 

Terms under Patent Cooperation Treaty ______ 1.401 

Testimony by employees ______ 15 CFR Part 15a

Delivery of patent ______ 1.315 

Deposit accounts ______ 1.25 

Fees ______ 1.21 (b)

Deposit of biological material:

Acceptable depository ______ 1.803 

Biological material ______ 1.801 

Examination procedures ______ 1.809 

Furnishing of samples ______ 1.808 

Need or opportunity to make a deposit ______ 1.802 

Replacement or supplemental deposit ______ 1.805 

Term of deposit ______ 1.806 

Time of making original deposit ______ 1.804 

Viability of deposit ______ 1.807 

Deposit of computer program listings ______ 1.52 (e), 1.96 

Depositions (See also Testimony in contested cases before the Board):

Certificate of officer to accompany ______ 41.157(e) 

Original filed as exhibit ______ 41.157(e) 

Person before whom taken ______ 41.157(e) 

Transcripts of ______ 41.154(a),  41.157 

Description of invention. (See Specification.)

Design Patent Applications:

Arrangement of application elements ______ 1.154 

Claim ______ 1.153 

Drawing ______ 1.152 

Expedited examination ______ 1.155 

Filing fee ______ 1.16 (b)

Issue fee ______ 1.18 (b)

Oath ______ 1.153 

Rules applicable ______ 1.151 

Title, description and claim ______ 1.153 

Determination of request for ex parte reexamination ______ 1.515 

Director of the USPTO (See also Petition to the Director):

Address of ______ 1.1

Availability of decisions by ______ 1.14 

Initiates ex parte reexamination ______ 1.520 

Disclaimer, statutory:

Fee ______ 1.20 (d)

Requirements of ______ 1.321 

Terminal ______ 1.321 

Disclosure, amendments to add new matter not permitted ______ 1.121 

Discovery in contested cases before the Board ______ 41.150 -41.158 

Division. (See Restriction of application.)

Document supply fees ______ 1.19 

Drawing:

Amendment of ______ 1.121 

Arrangement of views ______ 1.84 (i)

Arrows ______ 1.84 (r)

Character of lines ______ 1.84 (l)

Color ______ 1.6(d)(4), 1.84( a)(2), 1.165 (b)

Content of drawing ______ 1.83 

Copyright notice ______ 1.84 (s)

Correction ______ 1.84 (w), 1.85 (c), 1.121 

Cost of copies of ______ 1.19 

Design application ______ 1.152 

Figure for front page ______ 1.76, 1.84 (j)

Filed with application ______ 1.81 

Graphics ______ 1.84 (d)

Hatching and shading ______ 1.84 (m)

Holes ______ 1.84 (x)

Identification ______ 1.84 (c)

If of an improvement, must show connection with old structure ______ 1.83 

Informal drawings ______ 1.85 

Ink ______ 1.84 (a)(1)

Lead lines ______ 1.84 (q)

Legends ______ 1.84 (o)

Letters ______ 1.84 (p)

Location of names ______ 1.84 (c)

Mask work notice ______ 1.84 (s)

Must be described in and referred to specification ______ 1.74 

Must show every feature of the invention ______ 1.83 

No return or release ______ 1.85 (b)

Numbering of sheets ______ 1.84 (t)

Numbering of views ______ 1.84 (u)

Numbers ______ 1.84 (p)

Original should be retained by applicant ______ 1.81 (a)

Paper ______ 1.84 (e)

Part of application papers ______ 1.52 

Photographs ______ 1.84 (b)

Plant patent application ______ 1.81, 1.165 

Reference characters ______ 1.74, 1.84 (p)

Reissue ______ 1.173 

Release not permitted ______ 1.85 (b)

Required by law when necessary for understanding ______ 1.81 

Scale ______ 1.84 (k)

Security markings ______ 1.84 (v)

Shading ______ 1.84 (m)

Size of sheet and margins ______ 1.84 (f),(g)

Standards for drawings ______ 1.84 

Symbols ______ 1.84 (n)

Views ______ 1.84 (h)

When necessary, part of complete application ______ 1.51 

Duty of disclosure ______ 1.56, 1.555 

Patent term extension ______ 1.765 

E

Election of species ______ 1.146 

Electronic documents:

Compact disc submissions:

Amino acid sequences ______ 1.821, 1.823, 1.825 

Computer program listings ______ 1.96 

Incorporation by reference in specification ______ 1.52 

Nuclide acid sequences ______ 1.821, 1.823, 1.825 

Requirements ______ 1.52 

Submitted as part of permanent record ______ 1.52, 1.58, 1.96, 1.821, 1.823, 1.825 

Tables ______ 1.58 

Employee testimony. (See Testimony by Office employees.)

Establishing small entity status ______ 1.27, 1.28 

Evidence in contested cases before the Board ______ 41.154 

Ex parte reexamination. (See Reexamination.)

Examination of applications:

Advancement of examination ______ 1.102 

As to form ______ 1.104 

Citation of references ______ 1.104 

Completeness of examiner’s action ______ 1.104 

Deferral of ______ 1.103 

Examiner’s action ______ 1.104 

International-type search ______ 1.104 

Nature of examination ______ 1.104 

Reasons for allowance ______ 1.104 

Reconsideration after rejection if requested ______ 1.111 

Reissue ______ 1.176 

Rejection of claims ______ 1.104 

Request for continued examination ______ 1.114 

Requirements for information by examiner ______ 1.105 

Suspension of ______ 1.103 

Examiners:

Answers on appeal ______ 41.39 

Complaints against ______ 1.3 

Interviews with ______ 1.133 

Executors ______ 1.42 

Exhibits. (See Models and exhibits.)

Export of technical data ______ 5.19, 5.20 

Express abandonment ______ 1.138 

"Express Mail" ______ 1.6, 1.10 

Date of receipt of ______ 1.6 

Petition in regard to ______ 1.10 

Expungement ______ 1.59 

Extension of patent term (See also Patent term adjustment):

Due to examination delay under the URAA (35 U.S.C. 154) ______ 1.701 

Due to regulatory review period (35 U.S.C. 156):

Applicant for ______ 1.730 

Application for ______ 1.740 

Calculation of term:

Animal drug product ______ 1.778 

Food or color additive ______ 1.776 

Human drug product ______ 1.775 

Medical device ______ 1.777 

Veterinary biological product ______ 1.779 

Certificate of extension ______ 1.780 

Conditions for ______ 1.720 

Correction of informalities ______ 1.740 

Determination of eligibility ______ 1.750 

Duty of disclosure ______ 1.765 

Filing date of application ______ 1.741 

Formal requirements ______ 1.740 

Incomplete application ______ 1.741 

Interim extension under 35 U.S.C. 156(d)(5) ______ 1.790 

Interim extension under 35 U.S.C. 156(e)(2) ______ 1.760 

Multiple applications ______ 1.785 

Order granting interim extension ______ 1.780 

Patents subject to ______ 1.710 

Signature requirements for application ______ 1.730 

Termination of interim extension granted under 35 U.S.C. 156(d)(5) ______ 1.791 

Withdrawal of application ______ 1.770 

Extension of time ______ 1.136 

Fees ______ 1.17 

Interference proceedings ______ 41.4 

F

Facsimile transmission ______ 1.6 (d), 1.8 

Federal holiday within the District of Columbia ______ 1.9 (h)

Federal Register, publication of rules in ______ 1.351 

Fees and payment of money:

Credit card ______ 1.23 

Deposit accounts ______ 1.25 

Document supply fees ______ 1.19 

Extension of time ______ 1.17 

Fee on appeal to the Court of Appeals for the Federal Circuit provided by rules of court ______ 1.301 

Fees payable in advance ______ 1.22 

Foreign filing license petition ______ 1.17 (g)

For international-type search report ______ 1.21 (e)

Itemization required ______ 1.22 

Method of payment ______ 1.23 

Money by mail at risk of sender ______ 1.23 

Money paid by mistake ______ 1.26 

Necessary for application to be complete ______ 1.51 

Petition fees ______ 1.17, 1.181, 41.20 

Post allowance ______ 1.18 

Prioritized examination under 37 CFR 1.102(e) ______ 1.17 

Processing fees ______ 1.17 

Reexamination request ______ 1.20 (c)

Refunds ______ 1.26 

Relating to international applications ______ 1.25 (b), 1.445, 1.481, 1.482, 1.492 

Schedule of fees and charges ______ 1.16 -1.21 

Files open to the public ______ 1.11 

Filing date of application ______ 1.53 

Filing, search, and examination fees ______ 1.16 

Filing in Post Office ______ 1.10 

Filing of interference settlement agreements ______ 41.205 

Final rejection:

Appeal from ______ 41.31 

Response to ______ 1.113, 1.116 

When and how given ______ 1.113 

First Class Mail (includes Priority Mail and Express Mail) ______ 1.8 

Foreign application ______ 1.55 

License to file ______ 5.11 -5.25 

Foreign country:

Taking oath in ______ 1.66 

Taking testimony in ______ 41.156(b) 

Foreign mask work protection ______ Part 150

Evaluation of request ______ 150.4 

Definition ______ 150.1 

Duration of proclamation ______ 150.5 

Initiation of evaluation ______ 150.2 

Mailing address ______ 150.6 

Submission of requests ______ 150.3 

Formulas and tables in patent applications. ______ 1.58 

Fraud practiced or attempted on Office ______ 1.56 

Freedom of Information Act (FOIA) ______ Part 102

Appeals from initial determinations or untimely delays ______ 102.10 

Business information ______ 102.9 

Correspondence address ______ 102.1, 102.4 

Expedited processing ______ 102.6 

Fees ______ 102.11 

Public reference facilities ______ 102.2 

Records ______ 102.3 

Responses to requests ______ 102.7 

Responsibility for responding ______ 102.5 

Time limits ______ 102.6 

Requirements for making requests ______ 102.4 

G

Gazette. (See Official Gazette.)

General authorization to charge deposit account ______ 1.25, 1.136 

General information and correspondence ______ 1.1 -1.8 

Government acquisition of foreign patent rights ______ Part 501

Government employee invention ______ Part 501

Government interest in patent, recording of ______ 3.11, 3.31, 3.41, 3.58 

Governmental registers ______ 3.58 

Guardian of insane person may apply for patent ______ 1.43 

H

Hearings:

Before the Board of Patents Appeals and Interferences ______ 41.47 

Fee for appeal hearing ______ 41.20 

Holiday, time for action expiring on ______ 1.6, 1.7 

I

Identification of application, patent or registration ______ 1.5 

Inconsistencies between application data sheet and oath or declaration ______ 1.76 (d)

Incorporation by reference ______ 1.57 

Information disclosure statement:

At time of filing application ______ 1.51 

Content of ______ 1.98 

Not permitted in provisional applications ______ 1.51 

Reexamination ______ 1.555, 1.902 

Suspension of action to provide time for consideration of an IDS in a CPA ______ 1.103 (b)

Third party submission of ______ 1.99 

To comply with duty of disclosure ______ 1.97 

Information, Public ______ Part 102

Insane inventor, application by guardian of ______ 1.43 

Inter partes reexamination. (See Reexamination.)

Interferences:

Abandonment of the contest ______ 41.127 

Access to applications ______ 1.11(e) 

Addition of patent or application. ______ 41.203 

Amendment during ______ 41.121 

Appeal to the Court of Appeals for the Federal Circuit. ______ 1.301, 1.302 

Applicant requests ______ 41.202 

Arbitration ______ 41.126 

Burden of proof ______ 41.207 

Civil action ______ 1.303 

Common interests in the invention ______ 41.206 

Concession of priority ______ 41.127 

Copying claims from patent ______ 41.121, 41.202  

Declaration of interference ______ 41.203 

Definitions ______ 41.201 

Disclaimer to avoid interference ______ 41.127 

Discovery ______ 41.150 

Extension of time ______ 41.4 

In what cases declared ______ 41.203 

Junior party fails to overcome filing date of senior party ______ 41.204 

Jurisdiction over involved files ______ 41.103 

Manner of service of papers ______ 41.106 

Motions ______ 41.121 

Notice to file civil action ______ 1.303 

Notice of declaration ______ 41.203 

Petitions ______ 41.3 

Presumption as to order of invention ______ 41.207 

Priority Statement ______ 41.204 

Prosecution by owner of entire interest ______ 41.9 

Records of, when open to public ______ 1.11(e) 

Requests by applicants ______ 41.202 

Review of decision by civil action ______ 1.303 

Same party ______ 41.206 

Sanctions ______ 41.128 

Secrecy order cases ______ 5.3 (b)

Service of papers ______ 41.106 

Statutory disclaimer by patentee during ______ 41.127 

Suggestion of claims for interference ______ 41.202 

Suspension of other proceedings ______ 41.103 

Time period for completion ______ 41.200 

Translation of document in foreign language ______ 41.154 

International application. (See Patent Cooperation Treaty.)

International Preliminary Examining Authority ______ 1.416 

Interview summary ______ 1.133 

Interviews with examiner ______ 1.133, 1.560 

Invention promoters:

Complaints regarding ______ 4.1 -4.6 

Publication of ______ 4.1, 4.3, 4.5 

Reply to ______ 4.4 

Submission of ______ 4.3 

Withdrawal of ______ 4.3 

Definition ______ 4.2 

Reply to complaint ______ 4.4 

Inventor (See also Applicant for patent, Application for patent):

Death or insanity of inventor ______ 1.42, 1.43 

In an international application ______ 1.422, 1.423 

Refuses to sign application ______ 1.47 

To make application ______ 1.41, 1.45 

Unavailable ______ 1.47 

Inventor’s certificate priority benefit ______ 1.55 

Inventorship and date of invention of the subject matter of individual claims ______ 1.110 

Issue fee ______ 1.18 

Issue of patent. (See Allowance and issue of patent.)

J

Joinder of inventions in one application ______ 1.141 

Joint inventors ______ 1.45, 1.47, 1.324 

Joint patent to inventor and assignee ______ 1.46, 3.81 

Jurisdiction:

After decision by Board of Patent Appeals and Interferences ______ 1.197, 1.198 

After notice of allowance ______ 1.312 

Over involved files ______ 41.103 

L

Lapsed patents ______ 1.317 

Legal representative of deceased or incapacitated inventor ______ 1.42 -1.43, 1.64 

Legibility of papers ______ 1.52 

Letters to the Office. (See Correspondence.)

Library service fee ______ 1.19 (c)

License and assignment of government interest in patent ______ 3.11, 3.31, 3.41 

License for foreign filing ______ 5.11 -5.15 

List of U.S. patents classified in a subclass, cost of ______ 1.19 (d)

Local delivery box rental ______ 1.21 (d)

Lost files ______ 1.251 

M

Mail Stops

Mail Stop 4 ______ 150.6 

Mail Stop 8 ______ 1.1(a)(3)

Mail Stop 24 ______ 4.3(c)

Mail Stop Assignment Recordation Services ______ 1.1(a)(4),   3.27 

Mail Stop Document Services ______ 1.1(a)(4) 

Mail Stop Ex parte Reexam ______ 1.1 (c)(1)

Mail Stop Inter partes Reexam ______ 1.1 (c)(2)

Mail Stop Interference ______ 41.10(b)

Mail Stop L&R ______ 5.1 

Mail Stop M Correspondence ______ 1.1(d)(2) 

Mail Stop OED ______ 4.6

Mail Stop Patent Ext ______ 1.1(e)

Mail Stop PCT ______ 1.1(b), 1.417, 1.434(a), 1.480(b) 

Maintenance fees ______ 1.20 

Acceptance of delayed payment of ______ 1.378 

Address for payments ______ 1.1(d)(1) 

Address for correspondence (at PTO) ______ 1.1(d)(2) 

Address for correspondence (applicant’s) ______ 1.363

Review of decision refusing to accept ______ 1.377 

Submission of ______ 1.366 

Time for payment of ______ 1.362 

Mask work notice in specification ______ 1.71 (d)

Mask work notice on drawing ______ 1.84 (s)

Mask work protection, foreign ______ Part 150

Microorganisms. (See Deposit of biological material.)

Minimum balance in deposit accounts ______ 1.25 

Missing pages when application filed ______ 1.53 (e)

Mistake in patent, certificate thereof issued ______ 1.322, 1.323 

Models and exhibits:

Copies of ______ 1.95 

Disposal without notice unless return arrangements made ______ 1.94 

If on examination model found necessary request therefor will be made ______ 1.91 

In contested cases ______ 41.154 

May be required ______ 1.91 

Model not generally admitted in application or patent ______ 1.91 

Not to be taken from the Office except in custody of sworn employee ______ 1.95 

Return of ______ 1.94 

Working model may be required ______ 1.91 

Money. (See Fees and payment of money.)

Motions in interferences ______ 41.121 

To take testimony in foreign country ______ 41.156(b) 

N

Name of Applicant or Inventor (see Applicant for patent, Application for patent, Inventor)

New matter inadmissible in application ______ 1.121 

New matter inadmissible in reissue ______ 1.173 

Non-English language specification fee ______ 1.17 (i)

Nonprofit organization:

Definition ______ 1.27 

Small entity status ______ 1.27 

Notice:

Of allowance of application ______ 1.311 

Of appeal to the Court of Appeals for the Federal Circuit ______ 1.301, 1.302 

Of arbitration award ______ 1.335 

Of defective ex parte reexamination request ______ 1.510 (c)

Of declaration of interference ______ 41.203 

Of oral hearings before the Board of Patent Appeals and Interferences ______ 41.47 

Of rejection of an application ______ 1.104 

Of taking testimony ______ 41.157(c) 

Nucleotide and/or amino acid sequences:

Amendments to ______ 1.825 

Disclosure in patent applications ______ 1.821 

Form and format for computer readable form ______ 1.824 

Format for sequence data ______ 1.822 

Replacement of ______ 1.825 

Requirements ______ 1.823 

Submission on compact disc ______ 1.52, 1.821, 1.823 

Symbols ______ 1.822 

O

Oath in patent application. (See also Declaration):

Apostles ______ 1.66 

Before whom taken in foreign countries ______ 1.66 

Before whom taken in United States ______ 1.66 

By administrator or executor ______ 1.42, 1.63, 1.64 

By guardian of insane person ______ 1.43, 1.63, 1.64 

Certificate of Officer administering ______ 1.66 

Continuation-in-part ______ 1.63 (e)

Declaration ______ 1.68 

Foreign language ______ 1.69 

International application ______ 1.497 

Inventor’s Certificate ______ 1.63 

Made by inventor ______ 1.41,  1.63 

Made by someone other than inventor ______ 1.64 (b)

Officers authorized to administer oaths ______ 1.66 

Part of complete application ______ 1.51 

Person making ______ 1.64 

Plant patent application ______ 1.162 

Requirements of ______ 1.63 

Ribboned to other papers ______ 1.66 

Sealed ______ 1.66 

Signature to ______ 1.63, 1.64, 1.67 

Supplemental ______ 1.67 

To acknowledge duty of disclosure ______ 1.63 

When taken abroad to seal all papers ______ 1.66 

Oath or declaration in reissue application ______ 1.175 

Oath or declaration

Plant patent application ______ 1.162 

When international application enters national stage ______ 1.497 

Object of the invention ______ 1.73 

Office action time for reply ______ 1.134 

Office fees. (See Fees and payment of money.)

Official action, based exclusively upon the written record ______ 1.2 

Official business, should be transacted in writing ______ 1.2 

Official Gazette:

Amendments to rules published in ______ 1.351 

Announces request for reexamination ______ 1.11 (c), 1.904 

Notice of filing application to nonsigning inventor ______ 1.47 

Notice of issuance of ex parte reexamination certificate ______ 1.570 (f)

Notice of issuance of inter partes reexamination certificate ______ 1.997 

Oral statements ______ 1.2 

P

Payment of fees, Method ______ 1.23 

Paper, definition of ______ 1.9 

Papers (requirements to become part of Office permanent records) ______ 1.52 

Papers not received on Saturday, Sunday, or holidays ______ 1.6 

Patent application. (See Application for patent and Provisional patent applications.)

Patent application publication. (See Published application.)

Patent attorneys and agents. (See Attorneys and agents.)

Patent Cooperation Treaty:

Access to international application files ______ 1.14 (g)

Amendments and corrections during international processing ______ 1.471 

Amendments during international preliminary examination ______ 1.485 

Applicant for international application ______ 1.421 

Changes in person, name or address, where filed ______ 1.421 (f), 1.472 

Conduct of international preliminary examination ______ 1.484 

Copies of international application files ______ 1.14 (g)

Definition of terms ______ 1.401 

Delays in meeting time limits ______ 1.468 

Demand for international preliminary examination ______ 1.480 

Designation of States ______ 1.432 

Entry into national stage ______ 1.491, 1.495 

Examination at national stage ______ 1.496 

Fees:

Authorization to charge fees under 37 CFR 1.16 ______ 1.25 (b)

Due on filing of international application. ______ 1.431 (c)

Failure to pay results in withdrawal of application ______ 1.431 (d), 1.432 

Filing, processing and search fees ______ 1.445 

International Filing Fee ______ 1.431 (c), 1.445 (b)

International preliminary examination ______ 1.481, 1.482 

National stage ______ 1.25 (b), 1.492 

Refunds ______ 1.446 

Filing by other than inventor ______ 1.421(b) 

International application requirements ______ 1.431 

Abstract ______ 1.438 

Claims ______ 1.436 

Description ______ 1.435 

Drawings ______ 1.437 

Physical requirements ______ .1.433 

Request. ______ 1.434 

International Bureau ______ 1.415 

International Preliminary Examining Authority ______ 1.416 

Inventor deceased ______ 1.422 

Inventor insane or legally incapacitated ______ 1.423 

Inventors, joint ______ 1.421(b), 1.497 

National stage in the United States:

Commencement ______ 1.491

Entry ______ 1.491, 1.495 

Examination ______ 1.496 

Fees ______ 1.25(b); 1.492 

Oath or declaration at national stage ______ 1.497 

Priority, claim for ______ 1.55, 1.451, 1.452 

Record copy to International Bureau, transmittal procedures ______ 1.461 

Representation by attorney or agent ______ 1.455 

Time limits for processing applications ______ 1.465, 1.468 

United States as:

Designated or Elected Office ______ 1.414 

International Searching Authority ______ 1.413 

Receiving Office ______ 1.412 

Unity of invention:

Before International Searching Authority ______ 1.475, 1.476 

Before International Preliminary Examining Authority ______ 1.488 

National stage ______ 1.475, 1.499 

Protest to lack of ______ 1.477, 1.489 

Patent term adjustment due to examination delay ______ 1.702 -1.705 

Application for ______ 1.705 

Determination ______ 1.705 

Grounds for ______ 1.702 

Period of adjustment ______ 1.703 

Reduction of period of adjustment ______ 1.704 

Patent term extension due to examination delay ______ 1.701 

Patent term extension due to regulatory review period. (See Extension of patent term due to regulatory review period (35 U.S.C. 156).)

Patents (See also Allowance and issue of patent):

Available for license or sale, publication of notice ______ 1.21 (i)

Certified copies of ______ 1.13 

Correction of errors in ______ 1.171, 1.322, 1.323, 1.324 

Delivery of ______ 1.315 

Disclaimer ______ 1.321 

Identification required in letters concerning ______ 1.5 

Lapsed, for nonpayment of issue fee ______ 1.317 

Obtainable by civil action ______ 1.303 

Price of copies ______ 1.19 

Records of, open to public ______ 1.11, 1.12 

Reissuing of, when defective ______ 1.171 -1.178 

Payment of fees ______ 1.23 

Personal attendance unnecessary ______ 1.2 

Petition for reissue ______ 1.171, 1.172 

Petition to the Director:

Fees ______ 1.17 

For delayed payment of issue fee ______ 1.137 

For expungement of papers ______ 1.59 

For extension of time ______ 1.136 

For license for foreign filing ______ 5.12 

For the revival of an abandoned application ______ 1.137 

From formal objections or requirements ______ 1.113, 1.181 

From requirement for restriction ______ 1.129, 1.144 

General requirements ______ 1.181 

In interferences ______ 41.3 

In reexamination ______ 1.181 

If examiner refused the ex parte request ______ 1.515 (c)

On refusal of examiner to admit amendment ______ 1.127 

Questions not specifically provided for ______ 1.182 

Suspension of rules ______ 1.183 

Petition to accept an unintentionally delayed claim for domestic priority ______ 1.78 (a)(3), 1.78 (a)(6)

Petition to accept an unintentionally delayed claim for foreign priority ______ 1.55 (c)

To exercise supervisory authority ______ 1.181 

To make special ______ 1.102 

Untimely unless filed within two months ______ 1.181 

Photographs ______ 1.84 (b), 1.152 

Plant patent applications:

Applicant ______ 1.162 

Claim ______ 1.164 

Declaration ______ 1.162 

Description ______ 1.162 

Drawings ______ 1.165 

Examination ______ 1.167 

Fee for copies ______ 1.19 

Filing fee ______ 1.16 (c)

Issue fee ______ 1.18 (c)

Oath ______ 1.162 

Rules applicable ______ 1.161 

Specification and arrangement of application elements ______ 1.163 

Specimens ______ 1.166 

Post issuance and reexamination fees ______ 1.20 

Post Office receipt as filing date ______ 1.10 

Postal emergency or interruption ______ 1.10(g)-(i) 

Power of attorney. (See Attorneys or agents.)

Power to inspect ______ 1.14 (c)

Preliminary amendments ______ 1.115 

Preliminary Examining Authority, International ______ 1.416 

Preserved in confidence, applications ______ 1.12, 1.14 

Exceptions (status, access or copies available) ______ 1.14 

Prior art citation in patented files ______ 1.501 

Prior art statement:

Content of ______ 1.98 

To comply with duty of disclosure. ______ 1.97 

Prior invention, affidavit or declaration of to overcome rejection ______ 1.130, 1.131 

Priority, right of, under treaty or law:

Domestic benefit claim:

Cross-reference to related application(s) ______ 1.76 -1.78 

Filing fee must be paid in provisional application ______ 1.78 

Indication of whether international application was published in English ______ 1.78 (a)(2)

May be in first sentence of application or on application data sheet ______ 1.78 

Petition to accept, unintentionally delayed ______ 1.78 

Translation of non-English language provisional application required ______ 1.78 

Waived if not timely ______ 1.78 

Foreign priority claim:

Filed after issue fee has been paid ______ 1.55 

May be on application data sheet or in oath/declaration ______ 1.63 (c)

Petition to accept, unintentionally delayed ______ 1.55 

Priority document ______ 1.55 

Time for claiming ______ 1.55 

Privacy Act ______ Part 102

Denial of access to records ______ 102.25 

Definitions ______ 102.22 

Disclosure of records ______ 102.25, 102.30 

Exemptions ______ 102.33, 102.34 

Fees ______ 102.31 

Grant of access to records ______ 102.25 

Inquiries ______ 102.23 

Medical records ______ 102.26 

Penalties ______ 102.32 

Requests for records ______ 102.24 

Requests for correction or amendment ______ 102.27 

Appeal of initial adverse determination ______ 102.29 

Review of requests ______ 102.28 

Processing and retention fee ______ 1.21 (l), 1.5 3(f)

Proclamation as to protection of foreign mask works ______ Part 150

Protests to grants of patent ______ 1.291 

Provisional applications:

Claiming the benefit of ______ 1.78 

Converting a nonprovisional to a provisional ______ 1.53 (c)

Converting a provisional to a nonprovisional ______ 1.53 (c)

Cover sheet required by § 1.51(c)(1) may be a § 1.76 application data sheet ______ 1.53 (c)(1)

Filing date ______ 1.53 (c)

Filing fee ______ 1.16 (d)

General requisites ______ 1.51 (c)

Later filing of fee and cover sheet ______ 1.53 (g)

Names of inventor(s) ______ 1.41 (a)(2)

Application data sheet ______ 1.53 (c)(1), 1.76 

Correction of ______ 1.48 

Cover sheet ______ 1.51 (c)(1), 1.53(c)(1)

Joint inventors ______ 1.45 

No right of priority ______ 1.53 (c)

No examination ______ 1.53 (i)

Papers concerning, should identify provisional application as such, by application number ______ 1.5 (f)

Parts of complete provisional application ______ 1.51 (c)

Processing fees ______ 1.17 

Revival of ______ 1.137 

When abandoned ______ 1.53 (i)

Provisional rights

Submission of international publication or English translation thereof pursuant to 35 U.S.C. 154(d)(4) ______ 1.417 

Public Information ______ Part 102

Public use proceedings ______ 1.292 

Fee ______ 1.17 (j)

Publication of application ______ 1.211 

Early publication ______ 1.219 

Express abandonment to avoid publication ______ 1.138 

Fee ______ 1.18 

Nonpublication request ______ 1.213 

Publication of redacted copy ______ 1.217 

Republication ______ 1.221 

Voluntary publication ______ 1.221 

Published application

Access to ______ 1.11, 1.14 

Certified copies of ______ 1.13 

Contents ______ 1.215 

Definition ______ 1.9 

Records of, open to public ______ 1.11, 1.12 

Republication of ______ 1.221 

Third party submission in ______ 1.99 

R

Reasons for allowance ______ 1.104 

Reconsideration of Office action ______ 1.112 

Reconstruction of lost files ______ 1.251 

Recording of assignments. (See Assignments and recording.)

Records of the Patent and Trademark Office ______ 1.11 -1.15 

Reexamination:

Announcement in O.G. ______ 1.11 (c)

Correction of inventorship ______ 1.530 

Correspondence address ______ 1.33 (c)

Ex parte proceedings:

Amendments, manner of making ______ 1.121 (j), 1.530 

Appeal to Board ______ 41.31 

Appeal to C.A.F.C. ______ 1.301 

Civil action under 35 U.S.C. 145 ______ 1.303 

Concurrent with interference, reissue, other reexamination, litigation, or office proceeding(s) ______ 1.565 

Conduct of. ______ 1.550 

Duty of disclosure in ______ 1.555 

Examiner’s determination to grant or refuse request for ______ 1.515 

Extensions of time in ______ 1.550 (c)

Initiated by the Director ______ 1.520 

Interviews in ______ 1.560 

Issuance and publication of certificate concludes ______ 1.570 

Order for reexamination by examiner ______ 1.525 

Patent owner’s statement ______ 1.530, 1.540 

Processing of prior art citations during ______ 1.502 

Reply to patent owner’s statement to third party requester ______ 1.535, 1.540 

Request for ______ 1.510 

Scope of ______ 1.552 

Service of papers ______ 1.248 

Examiner’s action. ______ 1.104 

Fee ______ 1.20 (c)

Fees may be charged to deposit account ______ 1.25 

Identification in letter ______ 1.5 (d)

Inter partes proceedings ______ 1.902 -1.997 

Amendments, manner of making ______ 1.121 (j), 1.530, 1.941 

Appeal to Board ______ 41.61 

Appeal to C.A.F.C. ______ 1.983 

Civil action under 35 U.S.C. 145 not available ______ 1.303 (d)

Concurrent with interference, reissue, other reexamination, litigation, or office proceeding(s) ______ 1.565, 1.985 

Conduct of. ______ 1.937 

Duty of disclosure in ______ 1.555, 1.923 

Examiner’s determination to grant or refuse request for ______ 1.923 -1.927 

Extensions of time in ______ 1.956 

Filing date of request for ______ 1.919 

Issuance of certificate at conclusion of ______ 1.997 

Merged with concurrent reexamination proceedings ______ 1.989 

Merged with reissue application ______ 1.991 

Notice of, in the Official Gazette ______ 1.904 

Persons eligible to file request for ______ 1.903 

Processing of prior art citations during ______ 1.902 

Scope of ______ 1.906 

Service of papers ______ 1.248, 1.903 

Submission of papers by the public ______ 1.905 

Subsequent requests for ______ 1.907 

Suspension due to concurrent interference ______ 1.993 

Suspension due to litigation ______ 1.987 

Information Disclosure Statements ______ 1.98, 1.555 

Open to public ______ 1.11 (d)

Reconsideration before final action ______ 1.112 

Refund of fee ______ 1.26 

Reply to action ______ 1.111 

Revival of terminated or limited reexamination prosecution ______ 1.137 

Reference characters in drawings ______ 1.74, 1.84 (p)

References cited on examination ______ 1.104 

Refund of money paid by mistake ______ 1.26 

International applications ______ 1.446 

Later establishment of small entity status ______ 1.28 

Time period for requesting ______ 1.26 

Register of Government interest in patents ______ 3.58 

Rehearing:

On appeal to Board ______ 41.52 

Request for, time for appeal after action on ______ 1.304 

Reissues:

Amendments ______ 1.173 

Applicants, assignees ______ 1.172 

Application for reissue ______ 1.171 

Application made and sworn to by inventor, if living ______ 1.172 

Continuing duty of applicant ______ 1.178 

Declaration ______ 1.175 

Drawings ______ 1.173 

Examination of reissue ______ 1.176 

Filed during ex parte reexamination ______ 1.565 

Filed during inter partes reexamination ______ 1.985 

Filing fee ______ 1.16 

Filing of announcement in Official Gazette ______ 1.11 

Grounds for and requirements ______ 1.171 -1.178 

Issue fee ______ 1.18 (a)

Multiple applications for reissue of a single patent ______ 1.177 

Oath ______ 1.175 

Open to public ______ 1.11 

Original patent surrendered ______ 1.178 

Restriction ______ 1.176 

Specification ______ 1.173 

Take precedence in order of examination ______ 1.176 

To contain no new matter ______ 1.173 

What must accompany application ______ 1.171, 1.172 

Rejection:

After two rejections appeal may be taken from examiner to Board ______ 41.31 

Applicant will be notified of rejection with reasons and references ______ 1.104 

Based on commonly owned prior art, how overcome ______ 1.130 

Examiner may rely on admissions by applicant or patent owner, or facts within examiner’s knowledge ______ 1.104 

Final ______ 1.113 

Formal objections ______ 1.104 

On account of invention shown by others but not claimed, how overcome ______ 1.131 

References will be cited. ______ 1.104 

Requisites of notice of ______ 1.104 

Reply brief ______ 41.41 

Reply to Office action:

Abandonment for failure to ______ 1.135 

By applicant or patent owner ______ 1.111 

Substantially complete ______ 1.135 

Supplemental ______ 1.111 

Time for ______ 1.134 

Representative capacity ______ 1.34 (a)

Request for continued examination ______ 1.114 

Fee ______ 1.17 

Suspension of action after ______ 1.103 

Request for reconsideration ______ 1.112 

Request for ex parte reexamination ______ 1.510 

Request for inter partes reexamination ______ 1.913 -1.927 

Requirement for submission of information ______ 1.105 

Reservation clauses not permitted ______ 1.79 

Restriction of application. ______ 1.141 -1.146, 1.176 

Claims to nonelected invention withdrawn ______ 1.142 

Constructive election ______ 1.145 

Petition from requirements for ______ 1.129, 1.144 

Provisional election ______ 1.143 

Reconsideration of requirement ______ 1.143 

Requirement for ______ 1.142 

Subsequent presentation of claims for different invention ______ 1.145 

Retention fee ______ 1.21 (l), 1.53 (f)

Return of correspondence ______ 1.5 (a)

Revival of abandoned application, terminated or limited reexamination prosecution, or lapsed patent ______ 1.137 

Unavoidable abandonment fee ______ 1.17 (l)

Unintentional abandonment fee ______ 1.17 (m)

Revocation of power of attorney or authorization of agent ______ 1.36(a) 

Rules of Practice:

Amendments to rules will be published ______ 1.351 

S

Saturday, when last day falls on ______ 1.7 

Secrecy order ______ 5.1 -5.5 

Sequences:

Amendments to sequence listing and computer readable copy ______ 1.825 

Disclosure requirements ______ 1.821, 1.823 

Sequence data, symbols and format ______ 1.822 

Submissions in computer readable form ______ 1.824 

Submissions on compact disc in lieu of paper ______ 1.52, 1.821, 1.823 

Serial number of application ______ 1.5 

Service of notices:

In interference cases ______ 41.106 

Of appeal to the U.S. Court of Appeals for the Federal Circuit ______ 1.301 

Service of papers ______ 1.248 

Service of process ______ 15 CFR Part 15

Shortened period for reply ______ 1.134 

Signature:

EFS character coded ______ 1.4(d)(3 )

Handwritten ______ 1.4(d)(1) 

Implicit certifications ______ 1.4 (d), 11.18 

S-signature ______ 1.4(d)(2) 

To a written assertion of small entity status ______ 1.27 (c)(2)

To amendments and other papers ______ 1.33 (b)

To an application for extension of patent term ______ 1.730 

To express abandonment ______ 1.138 

To oath ______ 1.63 

To reissue oath or declaration ______ 1.172 

When copy is acceptable ______ 1.4 

Small business concern:

Definition ______ 1.27 

Small entity status ______ 1.27 

Small entity:

Definition ______ 1.27 

Errors in status excused ______ 1.28 

Fraud on the office ______ 1.27 

License to Federal agency ______ 1.27 

Statement ______ 1.27 

Statement in parent application ______ 1.27 

Status establishment ______ 1.27, 1.28 

Status update ______ 1.27, 1.28 

Solicitor’s address ______ 1.1 (a)(3), 1.302(c) 

Species of invention claimed ______ 1.141, 1.146 

Specification (See also Application for patent, Claims):

Abstract ______ 1.72 

Amendments to ______ 1.121, 1.125 

Arrangement of ______ 1.77, 1.154, 1.163 

Best mode ______ 1.71 

Claim ______ 1.75 

Commence on separate sheet ______ 1.71(f) 

Contents of ______ 1.71 -1.75 

Copyright notice ______ 1.71 (d)

Cross-references to other applications ______ 1.78 

Description of the invention ______ 1.71 

If defective, reissue to correct ______ 1.171 -1.178 

Mask work notice ______ 1.71 (d)

Must conclude with specific and distinct claim ______ 1.75 

Must point out new improvements specifically ______ 1.71 

Must refer by figures to drawings ______ 1.74 

Must set forth the precise invention ______ 1.71 

Object of the invention ______ 1.73 

Order of arrangement in framing ______ 1.77 

Paper, writing, margins ______ 1.52 

Paragraph numbering ______ 1.52 

Part of complete application ______ 1.51 

Reference to drawings ______ 1.74 

Requirements of ______ 1.71 -1.75 

Reservation clauses not permitted ______ 1.79 

Separate from other parts of application ______ 1.71(f) 

Substitute ______ 1.125 

Summary of the invention ______ 1.73 

Title of the invention ______ 1.72 

To be rewritten, if necessary ______ 1.125 

Specimens. (See Models and exhibits.)

Specimens of composition of matter to be furnished when required ______ 1.93 

Specimens of plants ______ 1.166 

Statement of status as small entity ______ 1.27 

Status information ______ 1.14 

Statutory disclaimer fee ______ 1.20 (d)

Statutory invention registrations ______ 1.293 

Examination. ______ 1.294 

Publication of ______ 1.297 

Review of decision finally refusing to publish ______ 1.295 

Withdrawal of request for publication of ______ 1.296 

Submission of international publication or English translation thereof pursuant to 35 U.S.C. 154(d)(4) ______ 1.417 

Sufficient funds in deposit account ______ 1.25 

Suit in equity. (See Civil action.)

Summary of invention ______ 1.73 

Sunday, when last day falls on ______ 1.7 

Supervisory authority, petition to Director to exercise ______ 1.181 

Supplemental oath /declaration ______ 1.67 

Surcharge for oath or basic filing fee filed after filing date ______ 1.16 (f), 1.53 (f)

Suspension of action ______ 1.103 

Suspension of rules ______ 1.183 

Symbols for drawings ______ 1.84 (n)

Symbols for nucleotide and/or amino acid sequence data ______ 1.822 

T

Tables in patent applications ______ 1.58 

Terminal disclaimer ______ 1.321 

Testimony by Office employees ______ 15 CFR Part 15a

Testimony in contested cases before the Board ______ 41.156 -41.158 

Compelling testimony and production ______ 41.156 

Expert testimony ______ 41.158 

Taking testimony ______ 41.157 

Third party submission in published application ______ 1.99 

Time expiring on Saturday, Sunday, or holiday ______ 1.7 

Time for claiming benefit of prior (domestic) application ______ 1.78 

Time for claiming foreign priority ______ 1.55 

Time for filing preliminary amendment to ensure entry thereof ______ 1.115 

Time for payment of issue fee ______ 1.311 

Time for payment of publication fee ______ 1.311 

Time for reply by applicant ______ 1.134, 1.135, 1.136 

Time for reply to Office action ______ 1.134, 1.136 

Time for requesting a refund ______ 1.26 

Time, periods of ______ 1.7 

Timely filing of correspondence ______ 1.8, 1.10 

Title of invention ______ 1.72 

Title reports, fee for ______ 1.19 (b)

Transitional procedures ______ 1.129 

U

Unavoidable abandonment ______ 1.137 

Unintentional abandonment ______ 1.137 

United States as

Designated Office ______ 1.414 

Elected Office ______ 1.414 

International Preliminary Examining Authority ______ 1.416 

International Searching Authority ______ 1.413 

Receiving Office ______ 1.412 

Unlocatable files ______ 1.251 

Unsigned continuation or divisional application ______ 1.53, 1.63 

Use of file of parent application ______ 1.53 (d)

W

Waiver of confidentiality ______ 1.53 (d)(6)

Withdrawal from issue ______ 1.313 

Withdrawal of attorney or agent ______ 1.36(b) 

Withdrawal of request for statutory invention registration ______ 1.296 

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